What state and federal laws primarily contribute to corporate governance?

Regulation of corporate governance practices is a mixture of state and federal law and organizational requirements. Below is a list of the primary state and federal laws and stock exchange rules contributing to corporate governance: 

• State-specific corporate laws (particularly Delaware law and Model Business Corporation Act states), 
• the Securities Exchange Act of 1934 (34 Act) and SEC Rules, 
• the Sarbanes-Oxley Act of 2002 (SOX) 
• the Foreign Corrupt Practices Act (FCPA) 
• the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank), 
• the listing standards of the NYSE and NASDAQ, and
• the advisor rules from Proxy Advisory Firms. 

Each of the above sources of regulation are discussed in detail below.

Related Topics

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• What is Business Governance?
• Berle-Means Thesis 
• Corporate Governance Rating Definition
• Who are the members of a corporation?
• Corporate Charter
• Shareholder Register
• Common Stock
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• Outstanding Shares
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• What is a closely-held corporation?
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• What is a Private Company vs a Public Company?
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• What is the role & rights of Shareholders in the corporation?
  
• Shareholder Democracy Definition
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• Changing the Voting Rules
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• Amotion
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• Board Decision Making
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• What is the role of the Board of Directors?
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• Chairman of the Board
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• Outside Director or Non-Executive Director Definition
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• What standards govern manager actions?
• Chief Executive Officer (CEO)
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• Chief Investment Officer (CIO)
• Chief Legal Officer
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• What are the primary state and federal corporate governance laws?
• What is the role of the state in corporate governance?
• What is the role of Securities Laws in corporate governance?
• What is the role of the Foreign Corrupt Practices Act in corporate governance?
• What is the Sarbanes-Oxley Act (SOX) effect on corporate governance?
• Sarbanes-Oxley Act (SOX)
• What is the Dodd-Frank Wall Street Reform and Consumer Protection Act effect on corporate governance?
• Corporate Monitors
• What industry organization standards affect corporate governance?
• How do proxy advisory firms affect corporate governance?
• What is the role of ethics in corporate governance?
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• What are the power struggle or competition issues?
• Holding Company
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• Williams Act
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• Flip Over Poison Pill Definition
• Flip In Poison Pill Definition
  
• Voting Poison Pill Plan
• Delay-Tactic Defenses?
• Legal Lockup Defenses?
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