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[arve url=”https://youtu.be/rG2T-48SkK4″ title=”Regulatory Goals of Securities Law” description=”This video explains what are the regulatory goals hoped to be achieved by Securities Law. ” /]
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What are the regulatory goals of security laws?
The regulatory goals or purpose of the securities laws include:
preventing manipulation of the securities market;
full disclosure of material information to stakeholders;
preventing fraud; and
leveling the playing field between insiders of a company and investors.
Each of these regulatory goals are not independent. Fairness and the prevention of deceit underline each objective.
Discussion: How do you feel about these securities law objectives? Are there any additional objectives that should be achieved under the securities laws?