Regulatory Goals of the Security Laws
Why do Securities Laws Exist?
If you still have questions or prefer to get help directly from an agent, please submit a request.
We’ll get back to you as soon as possible.
- Marketing, Advertising, Sales & PR
- Accounting, Taxation, and Reporting
- Professionalism & Career Development
Law, Transactions, & Risk Management
Government, Legal System, Administrative Law, & Constitutional Law Legal Disputes - Civil & Criminal Law Agency Law HR, Employment, Labor, & Discrimination Business Entities, Corporate Governance & Ownership Business Transactions, Antitrust, & Securities Law Real Estate, Personal, & Intellectual Property Commercial Law: Contract, Payments, Security Interests, & Bankruptcy Consumer Protection Insurance & Risk Management Immigration Law Environmental Protection Law Inheritance, Estates, and Trusts
- Business Management & Operations
- Economics, Finance, & Analytics
Table of ContentsWhat are the regulatory goals of security laws?Discussion QuestionAcademic Research
What are the regulatory goals of security laws?
The regulatory goals or purpose of the securities laws include:
- preventing manipulation of the securities market;
- full disclosure of material information to stakeholders;
- preventing fraud; and
- leveling the playing field between insiders of a company and investors.
Each of these regulatory goals are not independent. Fairness and the prevention of deceit underline each objective.
Next Article: What is the Securities and Exchange Commission? Back to: SECURITIES LAW
How do you feel about these securities law objectives? Are there any additional objectives that should be achieved under the securities laws?